Kenneth James Fields

Current Employers

Employment History

• 06/2000 → 03/2025
  The Investment Center Inc
  Millburn, NJ
• 06/2006 → 03/2025
  Ic Advisory Services, Inc.
  Millburn, NJ
• 03/2025 → Present
  Lpl Financial Llc
  Millburn, NJ

Previous Registrations

• 2006-06-02 → 2025-03-06
  Ic Advisory Services, Inc.
  Bedminster, NJ
  Millburn, NJ
• 2002-10-18 → 2006-06-02
  The Investment Center, Inc.
  Millburn, NJ

Other Businesses

1- 03/06/2025 - KBM Investments, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/07/2005 - 4 hours per month/ during trading 2- 03/06/2025 - Harriette B Fields El Sid Trust - Act in a Fiduciary Capacity - Investment Related - Hoboken, NJ - Start Date 12/16/2019 - 5 hours per month/ 4 hours during trading 3- 03/06/2025 - Scott A Fields Family Trust - Act in a Fiduciary Capacity - Investment Related - Basking Ridge, NJ - Start Date 06/04/2003 - 1 hour per month/ during trading 4- 03/06/2025 - Harriette Fields Family Trust - Act in a Fiduciary Capacity - Investment Related - Millburn, NJ - Start Date 03/08/2004 - 1 hour per month/ during trading 5- 03/06/2025 - KBM Investments, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/01/2005 - 144 hours per month/ during trading 6- 03/06/2025 - KBM Properties LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 03/01/2002 - 4 hours per month/ 0 hours during trading 7- 03/06/2025 - KBM Capital Funding LLC - Business Owner - Member Manager- Not Investment Related - At Reported Business Location(s) - Start Date 06/01/2007 - 12 hours per month/ 8 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-24
• S63 Uniform Securities Agent State Law Examination
  1996-11-22