Lucas Alexander Van Zandt

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 07/2021
  Waddell & Reed, Inc.
  Berlin, CT
• 09/2009 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Berlin, CT
• 07/2021 → Present
  Lpl Financial Llc
  Berlin, CT

Previous Registrations

• 2009-09-15 → 2021-07-21
  Waddell & Reed
  Hamden, CT
  Hartford, CT
  Berlin, CT
• 2007-06-06 → 2009-06-10
  Wells Fargo Clearing Services, Llc
  East Hartford, CT
  Hartford, CT
  Melville, NY
  Bloomfield, CT
• 2004-10-20 → 2007-04-13
  Banc Of America Investment Services, Inc.
  Hartford, CT
  Hartford, CT
  Hartford, CT
  Hartford, CT
  Hartford, CT
  Hartford, CT
  Hartford, CT
  Hartford, CT
  Hartford, CT
  Hartford, CT
  Hartford, CT
  Hartford, CT
• 2002-11-15 → 2004-10-20
  Quick & Reilly, Inc.
  Hartford, CT
• 1999-10-12 → 2002-11-20
  Morgan Stanley Dw Inc.
  Hartford, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-23
• S63 Uniform Securities Agent State Law Examination
  1996-09-06

Other Names

• Lucas Alexander Vanzandt
• Lucas Van Zandt