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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2012-04-13
  • ID RA
    APPROVED
    Since 2012-04-13

Branch Locations

Snake River Landing, 900 Pier View Drive Suite 102, Idaho Falls, ID 83402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Idaho Falls ID 12/2009 Present
  • 12/2009 → Present
    Stifel Nicolaus & Co Inc
    Idaho Falls, ID
Other Businesses

1. B Woolstenhulme Minerals LLC; 939 Limestone Idaho Falls ID 83404; Ownership of inactive mineral rights; Part owner; 11/03/2023; 0.00hrs/day; Not during securities trading hours; Investment-Related 2. Island Park Village Homeowners Association; 4170 Grandview Road Island Park, ID 83429; Home owners association; Treasurer; Review and discussion of financial data, prepared by outside accountants; 09/15/2025; 6hrs/mth; Not during securities trading hours; No investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-12
S63 Uniform Securities Agent State Law Examination 1996-07-19
  • S65 Uniform Investment Adviser Law Examination
    2012-04-12
  • S63 Uniform Securities Agent State Law Examination
    1996-07-19

View on SEC IAPD

More in Idaho Falls, ID

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