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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-01 |
| TN | RA | APPROVED | 2013-02-13 |
Branch Locations
3780 Ocoee Place Nw Suite 100, Cleveland, TN 37312 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Chattanooga | TN | 02/2013 | Present |
Name of Business : MOUNTAIN BROOK HOMEOWNERS ASSOCIATION Address: Cleveland, TN Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related: No Start Date: 10/01/2015 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Officer -Vice President Work to resolve other homeowners concerns.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-26 |
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