Ross Hamlet Abbott

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 06/2017
  Voya Financial Advisors, Inc.
  Windsor, CT
• 07/2017 → Present
  Tiaa
  West Hartford, CT
• 07/2017 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  West Hartford, CT

Previous Registrations

• 2012-03-13 → 2017-06-28
  Voya Financial Advisors, Inc.
  Windsor, CT
  Braintree, MA

Other Businesses

(1) WESTWOOD BAY, INC POSITION: Lease holder and treasurer NATURE: Westwood Bay, Inc was set up in 1974 before condos were a thing. The basic structure is that there are 700 shares of stock. The sold purpose of the corporation is to act as the "association" for a group of seven small cottages on Lake Winnipesaukee in N.H. Instead of having deeds to each cottage, each "owner" has 100 shares of stock, which in turn entitles you to lease one of the cottages (for free and basically in perpetuity). In other words, in practice you own your cottage, but technically you own stock that allows you to lease your cottage. My role within the corporation, other than that of a shareholder, is to be the treasurer responsible for paying the bills. Each year each owner pays dues towards the operating budget, which I would collect and then pay the bills as they arrive. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: 109 Baboosic Lake Rd, Merrimack NH 03054, United States DESCRIPTION: Treasurer responsible for paying the bills of an association for seven small lakeside cottages (2) RED STONE PUB LLC POSITION: Partner NATURE: LLC established for purposes of operating the Red Stone Pub INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/03/2026 ADDRESS: 11 Somerset Lane, Simsbury CT 06070, United States DESCRIPTION: Partner responsible for general oversight of business.

Exams

• S66 Uniform Combined State Law Examination
  2011-07-05
• S63 Uniform Securities Agent State Law Examination
  2000-07-27