Kevin Lee Fain

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → Present
  Avantax Investment Services, Inc.
  Dallas, TX
• 03/2007 → Present
  Avantax Advisory Services
  Dallas, TX
• 08/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2024 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 08/2024 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 08/2024 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-03-12 → 2025-09-08
  Avantax Advisory Services
  Dallas, TX
  Trophy Club, TX

Exams

• S66 Uniform Combined State Law Examination
  2006-08-16
• S63 Uniform Securities Agent State Law Examination
  2001-11-23

Other Names

• Kevin Lee Fain
• Kevin Lee Fain