Penny Jean Paugh

Current Employers

Employment History

• 10/2012 → 03/2018
  Lpl Financial Llc
  Mooresville, NC
• 01/2015 → 03/2018
  Ifg Advisory, Llc
  Mooresville, NC
• 03/2018 → 12/2025
  Cwm, Llc Dba Carson Wealth
  Omaha, NE
• 12/2025 → Present
  Inspire Advisors, Llc Dba Inspire Advisors - Lake Norman
  Meridian, ID
• 03/2018 → 12/2018
  Cetera Advisor Networks Llc
  Mooresville, NC

Previous Registrations

• 2018-03-15 → 2025-12-31
  Cwm, Llc
  Mooresville, NC
  Omaha, NE
  Kalispell, MT
  Orlando, FL
  Statesville, NC
  Troutman, NC
• 2017-08-25 → 2018-03-19
  Ifg Advisory, Llc
  Mooresville, NC
  Atlanta, GA
• 2012-10-30 → 2017-08-25
  Lpl Financial Llc
  Mooresville, NC
• 2009-10-23 → 2010-11-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Statesville, NC
  Boston, MA
• 1998-05-12 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Statesville, NC
  Boston, MA
  Charlotte, NC
  Statesville, NC
  Boston, MA
  Charlotte, NC
  Boston, MA

Other Businesses

1) 8/2003 Independent Licensed insurance Agent; Investment Related; Property & Casualty Licensed, life & Health 2) 9/2020 Real Estate Property, Non Investment Related;326 S Mulberry, Statesville, NC 28677 ; Rental Property/Single Family Home; 0.25 Hours/Week; 0 Hours/During trading hours; Owner/Landlord 3) 1/2023 Statesville Chamber of Commerce, Non Investment Related; Chamber, 3 Hours/Week; 3 Hours/During trading hours; Board Member, Review and discuss Chamber business, including events

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-20
• S63 Uniform Securities Agent State Law Examination
  1996-07-02

Designations

Other Names

• Penny Jean Paugh
• Penny Paugh
• Penelope Paugh