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700 North Clayton Street, Wilmington, DE 19805 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-10-17 |
Branch Locations
700 North Clayton Street, Wilmington, DE 19805 • United States
200 E. Big Beaver Rd, Ste 132, Troy, MI 48083 • United States
200 E Big Beaver Rd Ste 132, Troy, MI 48083 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-01-20 |
Branch Locations
200 E Big Beaver Rd Ste 132, Troy, MI 48083 • United States
Milford, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Malloch Properties Llc | Milford | MI | 01/2005 | Present |
| Various Fixed Insurance Companies | Auburn Hills | MI | 10/2005 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | 08/2024 |
| M1 Capital Management | Bloomfield Hills | MI | 01/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | 08/2024 |
| Third Sigma Investment Advisors Llc | Wilmington | DE | 10/2024 | Present |
| Malloch Capital Management | Milford | MI | 01/2007 | Present |
| Innovative Investment Services | Milford | MI | 01/2003 | 04/2024 |
(1) NAME OF OTHER BUSINESS: MALLOCH PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2008; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY; (2) NAME OF OTHER BUSINESS: M1 WEALTH ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: Insurance Products Sales; (3) ADJUNCT FACULTY AT MACOMB COMMITTEE COLLEGE, INVESTMENT TOPICS, ADDRESS IS THE REGISTERED LOCATION, TEACHING CLASSES ON FINANCIAL EDUCATION, START APRIL 2014, 3 HOURS PER WEEK - NOT DURING TRADING HOURS, INSTRUCTOR - CLASS IS DESIGNED TO TEACH COMMUNITY EDUCATION AT HIGH SCHOOL AND COMMUNITY COLLEGES IN MICHIGAN;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-16 |
| S66 | Uniform Combined State Law Examination | 2000-07-25 |
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