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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-31 |
| CA | RA | APPROVED | 2019-01-23 |
Branch Locations
2725 Sand Hill Road Pwm, Menlo Park, CA 94025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 12/1996 | 05/2017 |
| Morgan Stanley | Menlo Park | CA | 01/2019 | Present |
| University Of Notre Dame | Notre Dame | IN | 05/2017 | 05/2018 |
| N/A | Brick | NJ | 05/2018 | 01/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-19 |
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