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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-03 |
| TX | RA | APPROVED | 2024-01-03 |
| NC | RA | APPROVED | 2023-12-20 |
Branch Locations
8510 Mcalpine Park Dr., Suite 209, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Huntington | NY | 11/2011 | 07/2022 |
| Arete Wealth Management Llc | Chicago | IL | 07/2022 | Present |
(1) LIANMAC, INC: S-CORP, OWNER, PRESIDENT, MATTHEWS, NC, 3-5 HRS PER MONTH ZERO DURING TRADING HRS., ACCOUNTING, PASS THROUGH ENTITY FOR TAXES/BILL PAYMENT, NOT INVESTMENT RELATED. (2) FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; CHARLOTTE, NC; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. (3) FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; CHARLOTTE, NC; START DATE 07/2022; FULL TIME; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-07 |
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