Leslie Moise

Employer firm

Arete Wealth Advisors, LLC CRD 145488

$2.75B regulatory AUM 35 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 07/2022
  National Securities Corp
  Huntington, NY
• 07/2022 → Present
  Arete Wealth Management Llc
  Chicago, IL

Other Businesses

(1) LIANMAC, INC: S-CORP, OWNER, PRESIDENT, MATTHEWS, NC, 3-5 HRS PER MONTH ZERO DURING TRADING HRS., ACCOUNTING, PASS THROUGH ENTITY FOR TAXES/BILL PAYMENT, NOT INVESTMENT RELATED. (2) FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; CHARLOTTE, NC; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. (3) FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; CHARLOTTE, NC; START DATE 07/2022; FULL TIME; INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2023-12-20
• S63 Uniform Securities Agent State Law Examination
  2012-01-07

Other Names

• Lesly Moise
• Lesly Moise
• Les Moise