Benjamin John Miller

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 04/2024
  Ubs Financial Services Inc
  Barrington, IL
• 05/2024 → Present
  Raymond James & Associates
  Deer Park, IL

Previous Registrations

• 2009-01-16 → 2024-04-30
  Ubs Financial Services Inc.
  Barrington, IL
• 1998-04-12 → 2009-01-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Barrington, IL
  Deer Park, IL

Other Businesses

1) The Preserve at Long Grove/ investment related?: / 4852 Christine Court, Long Grove, IL 60047 US/ Officer/ general neighborhood management/ start date: 9/1/2021

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-29
• S63 Uniform Securities Agent State Law Examination
  1996-08-15

Designations

• Certified Financial Planner

Other Names

• Benjamin J Miller
• Benjamin John Miller