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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-25
OR RA APPROVED 2016-05-05
  • TX RA
    APPROVED_RES
    Since 2018-04-25
  • OR RA
    APPROVED
    Since 2016-05-05

Branch Locations

1174 Cornucopia Street Nw Suite 230, Salem, OR 97304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Salem OR 05/2016 Present
  • 05/2016 → Present
    Stifel Nicolaus & Co Inc
    Salem, OR
Previous Registrations
  • 2006-05-02 → 2016-05-06
    Corvallis, OR
    Corvallis, OR
    Salem, OR
    Newberg, OR
    Keizer, OR
    Mcminnville, OR
    Sheridan, OR
    Mcminnville, OR
    Dayton, OR
    Salem, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-01
S63 Uniform Securities Agent State Law Examination 1996-07-15
  • S66 Uniform Combined State Law Examination
    2006-05-01
  • S63 Uniform Securities Agent State Law Examination
    1996-07-15
Other Names
  • Traci Lynn Griesen

View on SEC IAPD

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