Richard Timothy Curran

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → 03/2026
  Lpl Financial, Llc
  Greenville, SC
• 03/2014 → 04/2020
  Independent Advisor Alliance, Llc
  Charlotte, NC
• 03/2026 → Present
  Osaic Wealth, Inc.
  Greenville, SC

Previous Registrations

• 2003-03-31 → 2026-03-27
  Lpl Financial Llc
  Charlotte, NC
  Charlotte, NC
  Greenville, SC
  Charlotte, NC
• 2014-03-21 → 2020-04-16
  Independent Advisor Alliance, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2004-04-20 → 2007-06-14
  Csi Retirement Specialists, Llc
  Roswell, GA
• 2003-04-11 → 2003-12-31
  Capital Strategies, Inc.
  Bloomfield, CT
• 2000-04-24 → 2003-04-15
  Ubs Financial Services Inc.
  Hartford, CT

Other Businesses

1. THE FINANCE COUPLE (TRADEMARKED) POSITION: IAR NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/02/2026 ADDRESS: 25 Augusta Walk Ave, Greenville SC 29605, United States DESCRIPTION: sales/marketing of securities, investment advisory and insurance products 2. TWC WEALTH MANAGEMENT, LLC POSITION: IAR NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2021 ADDRESS: 25 Augusta Walk Ave, Greenville SC 29605, United States DESCRIPTION: sales/marketing of securities, investment advisor and insurance products 3. THE FINANCE COUPLE - FIXED INSURANCE POSITION: broker NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/02/2026 ADDRESS: 25 Augusta Walk Ave, Greenville SC 29605, United States DESCRIPTION: sales/marketing of fixed annuities and non-variable insurance 4. TWC WEALTH MANAGEMENT - FIXED INSURANCE POSITION: broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2021 ADDRESS: 25 Augusta Walk Ave, Greenville SC 29605, United States DESCRIPTION: sales/marketing of fixed annuities and non-variable insurance 5. ARBITRATOR FOR FINRA SOUTHEAST REGION POSITION: non-public arbitrator NATURE: no corp structure INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 25 Augusta Walk Ave, Greenville SC 29605, United States DESCRIPTION: arbitrator if called to a case (hasn't happened in over 10 years) 6. GREENVILLE POLICE FOUNDATION POSITION: President NATURE: Non-profit created to support the officers of the Greenville Police Department. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2024 ADDRESS: 19 Conestee, P.O. Box 8512, Greenville SC 29604, United States DESCRIPTION: I'm the face and voice of the board which currently has 12 members; I have no control over the finances and do not write checks. 7. KEEP IT $IMPLE $TUPID POSITION: author NATURE: self-written, self-published book re: investing INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2014 ADDRESS: 25 Augusta Walk Ave, Greenville SC 29605, United States DESCRIPTION: distribute book to clients and prospects 8. AUGUSTA WALK HOMEOWNERS ASSOC POSITION: Vice President NATURE: neighborhood HOA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/11/2025 ADDRESS: 201 Riverplace, Suite 400, Greenville SC 29601, United States DESCRIPTION: sit at monthly meeting re: HOA

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-28
• S63 Uniform Securities Agent State Law Examination
  1996-07-26

Designations

• Certified Financial Planner