John Jerold Barrett

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 02/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2013 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/2013 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 05/2026 → Present
  John Barrett
  Highlands Ranch, CO
• 03/2015 → 09/2022
  First Allied Securities, Inc.
  San Deigo, CA
• 04/2015 → 11/2016
  Investors Capital Corp
  Lynnfield, MA
• 04/2015 → 12/2016
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 04/2015 → Present
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 04/2015 → Present
  Girard Securities Inc
  San Diego, CA
• 04/2015 → 11/2016
  Vsr Financial Services
  Overland Park, KS
• 11/2017 → Present
  Cetera Wealth Services, Llc
  Denver, CO
• 09/2022 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-04-19 → 2005-04-01
  Securities America Advisors, Inc.
  Golden, CO

Other Businesses

1. FINRA ARBITRATOR, 1290 BROADWAY DENVER CO 80203, INDUSTRY ARBITRATOR, START 2008, NUMBER OF HOURS VARIES DEPENDING ON ARBITRATION. 2. DOUGLAS COUNTY COLORADO, 125 STEPHANIE PLACE, CASTLE ROCK, CO, 80109, ELECTION JUDGE, 16 HOURS, HOURLY. 3. NAME OF OTHER BUSINESS: TIMES MEDIA GROUP; INVESTMENT RELATED: NO; ADDRESS: 1900 W BROADWAY RD TEMPLE, AZ 85282; NATURE OF BUSINESS: NEWSPAPER DELIVERIES; START DATE:05/2025; POSITION/TITLE/RELATIONSHIP: NEWSPAPER DELIVERER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DELIVER NEWSPAPERS AND CLEAN STORAGE FACILTY ONCE A WEEK; 4. NAME OF OTHER BUSINESS: N/A - JOHN BARRETT; INVESTMENT RELATED: NO; ADDRESS: 3280 REDSTONE PARK CIRCLE HIGHLANDS RANCH, CO 80129; NATURE OF BUSINESS: SPORTS UMPIRE ; START DATE: 052026; POSITION/TITLE/RELATIONSHIP: UMPIRE; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: UMPIRING BASEBALL AND SOFTBALL GAMES;

Exams

• S66 Uniform Combined State Law Examination
  2002-05-17
• S63 Uniform Securities Agent State Law Examination
  1996-07-08

Other Names

• Jerry Barrett