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Samuel Arthur Mason

S.A. Mason, LLC

Holland, MI

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Current Employers
S.A. Mason, Llc

170 College Avenue Suite 260, Holland, MI 49423 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-14
MI RA APPROVED 2010-08-25
  • TX RA
    APPROVED
    Since 2018-05-14
  • MI RA
    APPROVED
    Since 2010-08-25

Branch Locations

170 College Avenue Suite 260, Holland, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S.A. Mason Llc Holland MI 08/2009 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-18
  • S63 Uniform Securities Agent State Law Examination
    1996-07-18
Designations
Other Names
  • Sam Mason

View on SEC IAPD

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LPL FINANCIAL LLC · HOLLAND, MI
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J.P. MORGAN SECURITIES LLC · HOLLAND, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Holland, MI
GASAWAY INVESTMENT ADVISORS, INC. · ZEELAND, MI
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WELLS FARGO CLEARING SERVICES, LLC · HOLLAND, MI

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