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Randy Allen Schmidt

LPl Financial LLC

Sparta, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-02-26
TX RA APPROVED 2024-06-25
  • MI RA
    APPROVED
    Since 2025-02-26
  • TX RA
    APPROVED
    Since 2024-06-25

Branch Locations

33 Applewood Dr, Sparta, MI 49345 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Kent City MI 06/1996 12/2017
Lpl Financial Llc Sparta MI 12/2017 Present
Ica Group Wealth Management, Llc Sparta MI 10/2021 06/2024
  • 06/1996 → 12/2017
    Investment Centers Of America, Inc.
    Kent City, MI
  • 12/2017 → Present
    Sparta, MI
  • 10/2021 → 06/2024
    Ica Group Wealth Management, Llc
    Sparta, MI
Previous Registrations
  • 2021-10-29 → 2024-09-23
    Ica Group Wealth Management, Llc
    Sparta, MI
    Denver, CO
  • 2005-11-17 → 2017-12-06
    Investment Centers Of America, Inc.
    Sparta, MI
    Kent City, MI
    Kent City, MI
    Newaygo, MI
    Cedar Springs, MI
    Rockford, MI
    Coopersville, MI
    Muskegon, MI
    Grant, MI
    Ravenna, MI
    Fremont, MI
    Appleton, WI
    Kent City, MI
Other Businesses

1. 3/18/2019 - Ridgetown Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2017 - 225 Hours Per Month/125 Hours During Securities Trading. 2. 3/18/2019 - RIDGETOWN INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - President/Owner - Start Date: 10/01/2017 - 225 Hours Per Month/125 Hours During Securities Trading. 3. 4/1/2019 - Ridgetown Investments - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/25/2018 - 10 Hours Per Month/1 Hour During Securities Trading. 4. 9/24/2020 - ICA Group Holding Co., LLC - Investment Related - 2000 S. Colorado Blvd., Annex Building Ste. 200, Denver, CO 80222 - Business Entity For Tax/Investment Purposes Only - Started 09/01/2020 - Time Spent 1%. 5. 12/29/2020 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2018 - 20 Hours Per Month/10 Hours During Securities Trading. 6. 1/7/2021 - MI Dakota LLC - Investment Related - Sparta, MI 49345 - Real Estate Rental - Started 11/01/2020 - 1 Hour Per Month During Securities Trading - Rental of investment office building.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-16
  • S63 Uniform Securities Agent State Law Examination
    1996-07-16
Designations
Other Names
  • Randy Allen Schmidt

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