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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2015-12-24
NJ RA APPROVED 2004-11-10
  • AZ RA
    APPROVED
    Since 2015-12-24
  • NJ RA
    APPROVED
    Since 2004-11-10

Branch Locations

265 Millburn Avenue, Millburn, NJ 07041 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Warren NJ 10/2004 Present
  • 10/2004 → Present
    Pnc Investments
    Warren, NJ
Previous Registrations
  • 2004-10-20 → 2004-11-02
    Banc Of America Investment Services, Inc.
    Charlotte, NC
  • 2002-09-10 → 2004-10-20
    Quick & Reilly, Inc.
    S. Plainfield, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-21
S63 Uniform Securities Agent State Law Examination 1996-07-22
  • S65 Uniform Investment Adviser Law Examination
    2002-08-21
  • S63 Uniform Securities Agent State Law Examination
    1996-07-22

View on SEC IAPD

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