T. Matt Nichols

Current Employers

Employment History

• 06/2002 → Present
  Principal Life Insurance
  Fresno, CA
• 05/2011 → Present
  Lpl Financial Llc
  Fresno, CA

Previous Registrations

• 2007-01-11 → 2011-09-28
  Private Wealth Advisors
  Fresno, CA
• 2010-01-07 → 2010-01-12
  Mutual Securities, Inc.
  Westlake Village, CA
  Fresno, CA
• 2005-08-16 → 2008-03-04
  Principal Securities, Inc.
  Fresno, CA
  Fresno, CA
  Fresno, CA

Other Businesses

(1) 03/07/2011: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - sole proprietor (2) 11/20/2011: Nichols Financial Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 06/05/2014: THOMAS AND CHRISTY NICHOLS LIVING TRUST DTD 04-09-04 - Act in a Fiduciary Capacity - Investment Related - 2676 E Solar Ave Fresno CA. 93720 - Start 04/09/2004 - 1 Hr/Mo; 10 Hour(s) During Securities Trading - TTEE for family trust (4) 11/08/2016: First Financial Resources - Non-Variable Insurance - Investment Related - 4675 MacArthur Court. Ste. 1430 Newport Beach, CA 92660 - Start 11/01/2016 - 40 Hr/Mo; 2 Hour(s) During Securities Trading - Life, Disability, LTC 5. 12/28/2017 - NFStrategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - NFStrategies is solely established for email purposes for Nichols Financial Strategies - Start Date 01/01/2018 - 40 Hours Per Month / 40 Hours During Trading - NFStrategies is solely established for email purposes for Nichols Financial Strategies, which is already registered and approved as a DBA with LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-15
• S63 Uniform Securities Agent State Law Examination
  1996-08-23

Other Names

• Matt Nichols
• Thomas M Nichols
• Thomas Matthew Nichols