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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-14
TX RA APPROVED_RES 2011-11-02
KY RA APPROVED 2004-06-15
TN RA APPROVED 2004-02-27
  • FL RA
    APPROVED
    Since 2024-08-14
  • TX RA
    APPROVED_RES
    Since 2011-11-02
  • KY RA
    APPROVED
    Since 2004-06-15
  • TN RA
    APPROVED
    Since 2004-02-27

Branch Locations

150 E Professional Park Ct, Bowling Green, KY 42104-3328 • United States

3200 West End Ave Ste 543, Nashville, TN 37203-1330 • United States

Bowling Green, KY • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bowling Green KY 09/2005 03/2020
Ameriprise Financial Services, Llc Bowling Green KY 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 50 acres of Farm/Hunting Land in Hart County KY very close to my, ,; Not Investment-Related; 11/13/2013 / Lot/Land; 2755 Uno Horse Cave Road, Horse Cave KY 42749 - This is the fami, ,; Not Investment-Related; 07/11/2001 / Lot/Land; 2755 Uno Horse Cave Road, Horse Cave KY 42749 - I have acquired , ,; Not Investment-Related; 03/03/2017 / Lot/Land; AT & T Tower Road, Horse Cave KY. I have closed on this property, ,; Not Investment-Related; 01/01/2018 / Lot/Land; AT&T Tower Road, Horse Cave KY. We have closed on this 80 acres , ,; Not Investment-Related; 10/01/2017 / Lot/Land; 1615 Uno Horse Cave Road, , Horse Cave, KY, 42749; Not Investment-Related; 09/30/2021 / Lot/Land; 2755 Uno Horse Cave Road, , Horse Cave, KY, 42749; Not Investment-Related; 03/01/2022 / Lot/Land; 6878 Sterling Greens Court, #102, , Naples, FL, 34104; Not Investment-Related; 08/09/2022 / Lot/Land; 2755 Uno Horse Cave Road, , Horse Cave , KY, 42749; Not Investment-Related; 11/23/2023 / Single Family; 522 Emmett Avenue, , Bowling Green, KY, 42101; Not Investment-Related; 12/04/2024 / Lot/Land; AT&T Tower Road, , Horse Cave, KY, 42749; Not Investment-Related; 01/05/2026. Business Ownership; Home Plate Properties, LLC; I will be the sole member of this LLC for the purpose of rental real estate property.; This is an LLC to hold rental real estate.; 151 Dude Howard Raod, , Bowling Green, KY, 42104; Not Investment-Related; 06/30/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Healthcare Hangout, LLC; Managing the LLC for purposes of the rental property at 222 Riverwood Avenue Bowling Green KY 42103.; LLC for the purposes of rental real estate.; 151 Dude Howard Road, , Bowling Green, KY, 42103; Not Investment-Related; 04/18/2022; 1 to 9 hours per month; 1 to 9 during trading hours / A-3 Hartland, LLC; Owner; Real Estate; 996 Wilkinson Trace, Suite A-3`, Bowling Green, KY, 42103; Not Investment-Related; 03/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Hillvue Heigths Church Business Administration Team; Team Member; 3219 Nashville Road, , Bowling Green, KY, 42101; Investment-Related; 08/26/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-28
  • S63 Uniform Securities Agent State Law Examination
    1996-08-28

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