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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-14 |
| TX | RA | APPROVED_RES | 2011-11-02 |
| KY | RA | APPROVED | 2004-06-15 |
| TN | RA | APPROVED | 2004-02-27 |
Branch Locations
150 E Professional Park Ct, Bowling Green, KY 42104-3328 • United States
3200 West End Ave Ste 543, Nashville, TN 37203-1330 • United States
Bowling Green, KY • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bowling Green | KY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Bowling Green | KY | 03/2020 | Present |
Real Estate Ownership; Lot/Land; 50 acres of Farm/Hunting Land in Hart County KY very close to my, ,; Not Investment-Related; 11/13/2013 / Lot/Land; 2755 Uno Horse Cave Road, Horse Cave KY 42749 - This is the fami, ,; Not Investment-Related; 07/11/2001 / Lot/Land; 2755 Uno Horse Cave Road, Horse Cave KY 42749 - I have acquired , ,; Not Investment-Related; 03/03/2017 / Lot/Land; AT & T Tower Road, Horse Cave KY. I have closed on this property, ,; Not Investment-Related; 01/01/2018 / Lot/Land; AT&T Tower Road, Horse Cave KY. We have closed on this 80 acres , ,; Not Investment-Related; 10/01/2017 / Lot/Land; 1615 Uno Horse Cave Road, , Horse Cave, KY, 42749; Not Investment-Related; 09/30/2021 / Lot/Land; 2755 Uno Horse Cave Road, , Horse Cave, KY, 42749; Not Investment-Related; 03/01/2022 / Lot/Land; 6878 Sterling Greens Court, #102, , Naples, FL, 34104; Not Investment-Related; 08/09/2022 / Lot/Land; 2755 Uno Horse Cave Road, , Horse Cave , KY, 42749; Not Investment-Related; 11/23/2023 / Single Family; 522 Emmett Avenue, , Bowling Green, KY, 42101; Not Investment-Related; 12/04/2024 / Lot/Land; AT&T Tower Road, , Horse Cave, KY, 42749; Not Investment-Related; 01/05/2026. Business Ownership; Home Plate Properties, LLC; I will be the sole member of this LLC for the purpose of rental real estate property.; This is an LLC to hold rental real estate.; 151 Dude Howard Raod, , Bowling Green, KY, 42104; Not Investment-Related; 06/30/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Healthcare Hangout, LLC; Managing the LLC for purposes of the rental property at 222 Riverwood Avenue Bowling Green KY 42103.; LLC for the purposes of rental real estate.; 151 Dude Howard Road, , Bowling Green, KY, 42103; Not Investment-Related; 04/18/2022; 1 to 9 hours per month; 1 to 9 during trading hours / A-3 Hartland, LLC; Owner; Real Estate; 996 Wilkinson Trace, Suite A-3`, Bowling Green, KY, 42103; Not Investment-Related; 03/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Hillvue Heigths Church Business Administration Team; Team Member; 3219 Nashville Road, , Bowling Green, KY, 42101; Investment-Related; 08/26/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-28 |
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