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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-03-22 |
| TX | RA | APPROVED_RES | 2021-06-16 |
| NJ | RA | APPROVED | 2019-11-08 |
Branch Locations
101 Crawfords Corner Rd Ste 1311, Holmdel, NJ 07733 • United States
Freehold, NJ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Edison | NJ | 02/2015 | 11/2019 |
| Ameriprise Financial Services, Inc | East Brunswick | NJ | 11/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Holmdel | NJ | 03/2020 | Present |
Business Ownership; DGAM LLC; Setting up an LLC to pay for franchise operating expenses including payroll, rent, office supplies, office upgrades, and phones.; Scorp established for franchise to monthly pay operating expenses.; 17 Topanemus Lane, , Freehold, NJ, 07728; Investment-Related; 02/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Xcelerate Growth LLC; Co-owner; Manage Ameriprise Business; 101 Crawfords Corner Road, Suite 1311, Holmdel, NJ, 07733; Investment-Related; 07/30/2025; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; DGAM LLC; Owner; Retail; 17 Topanemus Lane, , Freehold, NJ, 07728; Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Office Rental; space designated for office rental and staff; 101 Crawfords Corner Road, , Holmdel, NJ, 07733; Not Investment-Related; 03/01/2022; 0 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-03 |
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