Roy U King

CRD 2754748

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-03-30
TX	RA	APPROVED_RES	2015-10-05

CA RA
APPROVED

Since 2021-03-30
TX RA
APPROVED_RES

Since 2015-10-05

Branch Locations

2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States

San Ramon, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Menlo Park	CA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Menlo Park, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-07-03

S63 Uniform Securities Agent State Law Examination

1996-07-03

Other Names

Roy Ulysess King
Roy Ulysess King Ii
Roy Ulysess King
Roy U. King Ii
Roy U. King

View on SEC IAPD

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SILVER LAKE TECHNOLOGY MANAGEMENT, LLC · MENLO PARK, CA

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MENLO EQUITIES · MENLO PARK, CA

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