Roy U King

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-03-30
TX	RA	APPROVED_RES	2015-10-05

CA RA
APPROVED

Since 2021-03-30
TX RA
APPROVED_RES

Since 2015-10-05

Branch Locations

2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States

San Ramon, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Menlo Park	CA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Menlo Park, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-07-03

S63 Uniform Securities Agent State Law Examination

1996-07-03

Other Names

Roy Ulysess King
Roy Ulysess King Ii
Roy Ulysess King
Roy U. King Ii
Roy U. King

View on SEC IAPD

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