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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Offerman & Company | Davenport | IA | 01/1998 | Present |
| Avantax Investment Services, Inc. | Bettendorf | IA | 04/2002 | 09/2025 |
| Avantax Advisory Services | Bettendorf | IA | 03/2017 | 09/2025 |
| Avantax Insurance Agency, Llc | Bettendorf | IA | 03/2018 | 09/2025 |
| 3240 Parkwild Drive | Bettendorf | IA | 01/2007 | Present |
| 4175 31St Street | Bettendorf | IA | 01/2007 | Present |
| Cetera Wealth Services, Llc | Bettendorf | IA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) 4175 31st Street 4175 31st Street Bettendorf IA 52722 Rental Property Owner~1/1/2007~1hrs~1hrs~Find Renters, Maintenance, Manage 2) 3240 Parkwild Drive 3240 Parkwild Drive Bettendorf IA 52722 Rental Property Owner 1/1/2007~1hrs~1hrs~Find renters, maintenance, manage 3) SPENCER HOLLOW HOMEOWNERS ASSOCIATION POSITION: President NATURE: Duties will include collecting $200 annual HOA fees from around 30 homeowners and to deposit into a checking account. Checks to pay for lawn services of common areas will be written by Treasurer. President(me) will conduct annual HOA meeting and be the contact person for complaints and concerns in the neighborhood. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2021 ADDRESS: 7085 Alvie Lane, Bettendorf IA 52722, DESCRIPTION: Duties will include collecting $200 annual HOA fees from around 30 homeowners and to deposit into a checking account. Checks to pay for lawn services of common areas will be written by Treasurer. President(me) will conduct annual HOA meeting and be the contact person for complaints and concerns in the neighborhood.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-26 |
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