Debra Alyse Neiman

Employer firm

Neiman & Associates Financial Services, LLC CRD 123641

$37.0M regulatory AUM 10 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Neiman & Associates Financial Services, Llc

22 Mill Street Suite 303, Arlington, MA 02476 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2002-11-21

MA RA
APPROVED

Since 2002-11-21

Branch Locations

Watertown, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Neiman & Associates Financial Services, Llc	Watertown	MA	01/2003	Present

01/2003 → Present

Neiman & Associates Financial Services, Llc

Watertown, MA

Previous Registrations

2002-06-04 → 2002-12-19

Cantella & Co., Inc.

Wakefield, MA

Other Businesses

Member/Manager - Pembroke Properties, LLC; Non-Investment Related, Reported Location, Office Condo Ownership, 12/2005, 1 hr/month, LLC to maintain office space of RIA and rents out suites in office.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-08-30

S63 Uniform Securities Agent State Law Examination

1996-08-30

Designations

Certified Financial Planner

View on SEC IAPD