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Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-12-20
  • OH RA
    APPROVED
    Since 2018-12-20

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pro Em Phoenix AZ 08/2013 Present
Sagepoint Financial Phoenix AZ 09/2013 06/2018
Nationwide Investment Services Corp Columbus OH 10/2018 Present
Bath And Body Works Phoenix AZ 11/2017 Present
  • 08/2013 → Present
    Pro Em
    Phoenix, AZ
  • 09/2013 → 06/2018
    Sagepoint Financial
    Phoenix, AZ
  • 10/2018 → Present
    Nationwide Investment Services Corp
    Columbus, OH
  • 11/2017 → Present
    Bath And Body Works
    Phoenix, AZ
Previous Registrations
Other Businesses

1)Customer service for sporting events with ProEm located at 1540 E. Grant St. Phoenix AZ 85034. Started on 8/13/13. 5 hours devoted a month, 0 hours during trading hours. Not investment related. 2)Sales associate at Bath & Body Works located at 21011 tatum Blvd. ste 70 Phoenix AZ. Started on 11/13/17. 35 hours devoted a month, 0 hours during trading hours. Not investment related .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-19
S63 Uniform Securities Agent State Law Examination 2000-01-06
  • S66 Uniform Combined State Law Examination
    2018-12-19
  • S63 Uniform Securities Agent State Law Examination
    2000-01-06

View on SEC IAPD

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