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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2004-05-28
  • NC RA
    APPROVED
    Since 2004-05-28

Branch Locations

101 N Mcdowell Street Suite 112, Charlotte, NC 28204 • United States

4000 Westchase Blvd Suite 400, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 11/2013 06/2019
Massachusetts Mutual Life Insurance Company Raleigh NC 06/2019 Present
Msi Financial Services, Inc Springfield MA 11/2016 03/2017
Mml Investors Services, Llc Raleigh NC 01/2004 Present
  • 11/2013 → 06/2019
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 06/2019 → Present
    Massachusetts Mutual Life Insurance Company
    Raleigh, NC
  • 11/2016 → 03/2017
    Msi Financial Services, Inc
    Springfield, MA
  • 01/2004 → Present
    Raleigh, NC
Previous Registrations
  • 2001-12-31 → 2003-12-31
    New England Securities
    Charlotte, NC
Other Businesses

NAME: DAVID V. COVE INV REL: Y ADD: Residential Address NATURE: LIFE/HEALTH POSITION: AGENT START DATE: 1996 NO HRS/MO: 0 NO HRS/MO TRAD TIME: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-26
S63 Uniform Securities Agent State Law Examination 1996-06-20
  • S65 Uniform Investment Adviser Law Examination
    1999-03-26
  • S63 Uniform Securities Agent State Law Examination
    1996-06-20
Designations

View on SEC IAPD

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