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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Westlake | TX | 06/1998 | 06/2024 |
| Charles Schwab & Co., Inc | Westlake | TX | 03/2023 | Present |
| Td Ameritrade Clearing, Inc. | Westlake | TX | 12/2017 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-24 |
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