Robert Charles Ward

Current Employers

Employment History

• 04/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverhead, NY
• 08/2015 → Present
  Bank Of America, N.A.
  Riverhead, NY

Other Businesses

I*95901FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BIG BROTHERS BIG SISTERS OF LONG ISLANDINVESTMENT RELATED: NADDRESS OF BUSINESS:LEVITTOWN, NEW YORK 11756NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/15/2016NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: COMMITTEE MEMBER FOR THEIR ANNUAL FUNDRAISING GALA.I*2123275, Entity Type: Entity For Profit, Name of OBA: Riverhead Rotary, Address: Riverhead, New York, 11901, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 01/01/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Board Member. As a Board Member we make decisions on events that we have to raise money and support the community. I*3156266 Entity Type: N/A Name of OBA: ROBERT C WARD TTEE U/A DTD 09/25/2025 BY C F W Address: Manorville, New York, 11949 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 11/11/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Trustee for Parents

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-06-30
• S63 Uniform Securities Agent State Law Examination
  1996-06-26