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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-22 |
| MT | RA | APPROVED | 2008-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Billings | MT | 06/2008 | Present |
1) BILLINGS SCARLETS LEGION BASEBALL BOOSTER CLUB / PO BOX 7071 BILLINGS MT 59103 / SPORT & LEISURE FACILITIES / TREASURER, MAKING DEPOSITS, ACCOUNTS PAYABLE, AND MAINTAINING FINANCIAL RECORDS / OTHER TREASURER / MAKING DEPOSITS, ACCOUNTS PAYABLE AND MAINTAINING FINANCIAL RECORDS / START DATE 05/03/2011.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-17 |
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