Lisa Monique Drahman Wicks

Current Employers

Employment History

• 03/2012 → 09/2016
  Ubs Financial Services Inc.
  Cincinnati, OH
• 03/2017 → 12/2017
  Wells Fargo Advisors Financial Network, Llc
  Troy, OH
• 09/2016 → 03/2017
  Unemployed
  West Carrollton, OH
• 12/2017 → 03/2019
  Ameriprise Financial Services Inc
  Dayton, OH
• 09/2019 → Present
  Day Air Credit Union
  Kettering, OH
• 09/2019 → 05/2025
  Cuso Financial Servies Lp
  San Diego, CA
• 03/2019 → 09/2019
  Unemployed
  Dayton, OH
• 05/2025 → Present
  Lpl Financial Llc
  Kettering, OH

Previous Registrations

• 2019-09-13 → 2025-05-15
  Cuso Financial Services, L.P.
  San Diego, CA
  Kettering, OH
• 2017-12-21 → 2019-03-27
  Ameriprise Financial Services, Llc
  Miamisburg, OH
• 2017-03-29 → 2018-01-04
  Wells Fargo Advisors Financial Network, Llc
  Troy, OH
• 2012-03-09 → 2016-10-13
  Ubs Financial Services Inc.
  Cincinnati, OH
  Cleveland, OH
• 2009-06-01 → 2011-01-13
  Morgan Stanley
  Centerville, OH
  Dayton, OH
  Cincinnati, OH
• 2006-02-01 → 2009-06-01
  Citigroup Global Markets Inc.
  Dayton, OH
  Dayton, OH
  Centerville, OH

Other Businesses

1. 05/15/2025-Day Air Wealth Management Group-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/16/2025- 160 Hours Per Month- 160 Hours During Trading 2. 05/15/2025- Lisa Drahman Wicks- Notary- INV Related- At Reported Business Location(s)- Start date 10/03/2018- 1 Hour Per Month- 1 Hour During Trading 3. 05/15/2025-American Legion- Non-Profit Board Member- Not INV Related- At Dayton, OH- Start date 06/01/2024- 5 Hours Per Month 4. 05/15/2025- American Legion Kettering Post 598- Not INV Related- At Dayton, OH- Start date 03/04/2019- 6 Hours Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-23
• S63 Uniform Securities Agent State Law Examination
  2005-01-27

Other Names

• Lisa Monique Drahman