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Current Employers
Chicago Investment Advisory Council, Inc.

1601 E. Main Street Suite 1C, St. Charles, IL 60174 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-06-02
  • IL RA
    APPROVED
    Since 1998-06-02

Branch Locations

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chicago Investment Advisory Council Chicago IL 06/1998 Present
J.W. Cole Financial, Inc. Tampa FL 10/2007 Present
  • 06/1998 → Present
    Chicago Investment Advisory Council
    Chicago, IL
  • 10/2007 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
Previous Registrations
Other Businesses

1. A) CHICAGO INVESTMENT ADVISORY COUNCIL (DBA & OUTSIDE RIA) B) INVESTMENT RELATED C) 1601 E. MAIN STREET SUITE 1C ST. CHARLES, IL 60174 D) FIXED INSURANCE E) AGENT F) 1993 G) 50 HRS/MONTH H) 50 DURING TRADING I) SALES AND SERVICE J) NOT AN OFFICER 2. A) SUNSET HARBOUR YACHT CLUB B) NON-INVESTMENT RELATED C) 1928 SUNSET HARBOUR DR., MIAMI, FL 33139 D) BOARD MEMBER E) VOTE ON CLUB POLICIES, IMPLEMENT REGULATIONS, REVIEW FINANCIAL STATEMENTS F) 0 HRS PER MONTH 3. A) Blackhawk Farms Raceway B) Non-Investment Related C) 15538 Prairie Rd, South Beloit, IL 61080 D)Racecar Driving Instructor E) Coach drivers and teach them how to racecar drive responsibly F) 8 hours/month during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-28
S63 Uniform Securities Agent State Law Examination 1996-07-25
  • S65 Uniform Investment Adviser Law Examination
    1997-10-28
  • S63 Uniform Securities Agent State Law Examination
    1996-07-25

View on SEC IAPD

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