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1601 E. Main Street Suite 1C, St. Charles, IL 60174 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1998-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chicago Investment Advisory Council | Chicago | IL | 06/1998 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 10/2007 | Present |
1. A) CHICAGO INVESTMENT ADVISORY COUNCIL (DBA & OUTSIDE RIA) B) INVESTMENT RELATED C) 1601 E. MAIN STREET SUITE 1C ST. CHARLES, IL 60174 D) FIXED INSURANCE E) AGENT F) 1993 G) 50 HRS/MONTH H) 50 DURING TRADING I) SALES AND SERVICE J) NOT AN OFFICER 2. A) SUNSET HARBOUR YACHT CLUB B) NON-INVESTMENT RELATED C) 1928 SUNSET HARBOUR DR., MIAMI, FL 33139 D) BOARD MEMBER E) VOTE ON CLUB POLICIES, IMPLEMENT REGULATIONS, REVIEW FINANCIAL STATEMENTS F) 0 HRS PER MONTH 3. A) Blackhawk Farms Raceway B) Non-Investment Related C) 15538 Prairie Rd, South Beloit, IL 61080 D)Racecar Driving Instructor E) Coach drivers and teach them how to racecar drive responsibly F) 8 hours/month during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-25 |
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