Robert Scott Peters

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1996 → 06/2019
  Foresters Financial
  Cheektowaga, NY
• 08/2012 → 06/2019
  Foresters Advisory Services Llc
  Cheektowaga, NY
• 06/2019 → 12/2024
  Cetera Investment Services Llc
  Cheektowaga, NY
• 06/2019 → 12/2024
  Cetera Investment Advisers Llc
  Cheektowaga, NY
• 11/2024 → Present
  Osaic Wealth, Inc
  Amherst, NY

Previous Registrations

• 2019-06-20 → 2024-12-03
  Cetera Investment Advisers Llc
  Cheektowaga, NY
• 2013-06-05 → 2019-06-24
  Foresters Advisory Services, Llc
  New York, NY
  Cheektowaga, NY

Other Businesses

1. ROBERT PETERS INSURANCE PRODUCER POSITION: Insurance Producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/03/2024 ADDRESS: 100 Corporate Parkway, Suite 320, Amherst NY 14226, United States DESCRIPTION: Helping clients understand their need for life Insurance 2. PREVIS WEALTH, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/26/2024 ADDRESS: 1569 Jackson Road, Penfield NY 14526, United States DESCRIPTION: Using LLC for shared business expenses and succession planning.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-11
• S63 Uniform Securities Agent State Law Examination
  1996-07-12

Other Names

• Robert Peters