Mark Francis Roberts

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-08-11
SC	RA	APPROVED	2021-11-17
NY	RA	APPROVED	2021-08-16
GA	RA	APPROVED	2019-01-09
FL	RA	APPROVED	2019-01-03
VA	RA	APPROVED	2018-09-12
ME	RA	APPROVED	2014-08-12
AZ	RA	APPROVED	2014-02-24
MA	RA	APPROVED	2012-01-17
CT	RA	APPROVED	2012-01-13
NH	RA	APPROVED	2012-01-13
RI	RA	APPROVED	2012-01-13

MD RA
APPROVED

Since 2025-08-11
SC RA
APPROVED

Since 2021-11-17
NY RA
APPROVED

Since 2021-08-16
GA RA
APPROVED

Since 2019-01-09
FL RA
APPROVED

Since 2019-01-03
VA RA
APPROVED

Since 2018-09-12
ME RA
APPROVED

Since 2014-08-12
AZ RA
APPROVED

Since 2014-02-24
MA RA
APPROVED

Since 2012-01-17
CT RA
APPROVED

Since 2012-01-13
NH RA
APPROVED

Since 2012-01-13
RI RA
APPROVED

Since 2012-01-13

Branch Locations

Wells, ME • United States

1201 Winterson Road Suite 130, Linthicum Heights, MD 21090 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wm Roberts Electric Co	Holcomb Rd Spfid.	MA	02/1990	Present
Valic Financial Advisors, Inc.	Linthicum Heights	MD	11/2010	Present
Agia	Houston	TX	12/2022	Present

02/1990 → Present

Wm Roberts Electric Co

Holcomb Rd Spfid., MA
11/2010 → Present

Valic Financial Advisors, Inc.

Linthicum Heights, MD
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-01-09
S63	Uniform Securities Agent State Law Examination	1996-06-13

S65 Uniform Investment Adviser Law Examination

2012-01-09
S63 Uniform Securities Agent State Law Examination

1996-06-13

View on SEC IAPD