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Lee E. Ballinger

Strategic Advisers LLC

Covington, KY

Burlington, KY

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • KY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

100 Howe Drive, Covington, KY 41015-5000 • United States

Burlington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ftj Fundchoice Llc Hebron KY 02/2014 11/2017
Jp Morgan Chase Ft. Thomas KY 11/2017 11/2018
Jpmorgan Securities Llc Fort Thomas KY 11/2017 11/2018
Amazon Hebron KY 09/2016 10/2016
The Huntington National Bank Florence KY 11/2018 03/2019
The Huntington National Bank Florence KY 03/2019 02/2020
The Huntington Investment Company Florence KY 03/2019 02/2020
Axa Advisors, Llc New York NY 02/2020 06/2020
Equitable Advisors, Llc New York NY 02/2020 08/2020
Fidelity Investments Louisville KY 08/2020 Present
Fidelity Investments Boston MA 03/2025 Present
  • 02/2014 → 11/2017
    Ftj Fundchoice Llc
    Hebron, KY
  • 11/2017 → 11/2018
    Jp Morgan Chase
    Ft. Thomas, KY
  • 11/2017 → 11/2018
    Jpmorgan Securities Llc
    Fort Thomas, KY
  • 09/2016 → 10/2016
    Amazon
    Hebron, KY
  • 11/2018 → 03/2019
    The Huntington National Bank
    Florence, KY
  • 03/2019 → 02/2020
    The Huntington National Bank
    Florence, KY
  • 03/2019 → 02/2020
    The Huntington Investment Company
    Florence, KY
  • 02/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 02/2020 → 08/2020
    Equitable Advisors, Llc
    New York, NY
  • 08/2020 → Present
    Fidelity Investments
    Louisville, KY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-09-28 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Louisville, KY
  • 2010-07-12 → 2014-01-27
    Strategic Advisers Llc
    Covington, KY
  • 2009-08-11 → 2010-07-08
    Strategic Advisers Llc
    Naples, FL
    Covington, KY
Other Businesses

OBA-127835|OrgNmn:Wawa|Org Addr:Hebron,Kentucky,US|OBA Nature:Convenience Store|Invst Rel:N|Title:Facilities|Duties:Cleaning, stocking, running cash register|StrtDt:02-28-26|TotHrs/mon:15|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-04
S63 Uniform Securities Agent State Law Examination 2018-01-12
S66 Uniform Combined State Law Examination 2009-05-26
  • S65 Uniform Investment Adviser Law Examination
    2020-08-04
  • S63 Uniform Securities Agent State Law Examination
    2018-01-12
  • S66 Uniform Combined State Law Examination
    2009-05-26
Designations
Other Names
  • Lee E Ballinger
  • Lee Ballinger
  • Lee Elden Ballinger
  • Lee Eldon Ballinger

View on SEC IAPD

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JAIME MARIE LANHAM
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Other Offices

STRATEGIC ADVISERS LLC · COVINGTON, KY
STRATEGIC ADVISERS LLC · COVINGTON, KY
PNC WEALTH MANAGEMENT LLC · FORT MITCHELL, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mitchell, KY
ROBERT W. BAIRD & CO. INCORPORATED · Fort Wright, KY
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DEAN DORTON WEALTH MANAGEMENT, LLC · FORT WRIGHT, KY
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