Ronald Bryan Sultzbach

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 12/2017
  Securities Service Network
  Lancaster, PA
• 05/2011 → 12/2017
  Ssn Advisory, Inc
  Lancaster, PA
• 01/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2011-06-02 → 2017-12-31
  Ssn Advisory, Inc.
  Lancaster, PA
• 2009-03-23 → 2011-06-02
  Brokersxpress Llc
  Lancaster, PA
  Chicago, IL
  Lancaster, PA
• 2006-05-05 → 2009-04-01
  Janney Montgomery Scott Llc
  Lancaster, PA
  Lancaster, PA

Other Businesses

1. ENGINEERED INSURANCE SOLUTIONS, 313 W LIBERTY ST, STE 128, LANCASTER, PA, 5/2011 AS MANAGER/DBA/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/WK - 1/TRADING. 2. AFLAC, 313 W LIBERTY ST, LANCASTER, PA, 10/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 1/TRADING. 3. FUTURE GRIDIRON GREATS,396 BUCH AVE, LANCASTER, PA, 6/23/2012 AS MANAGER/ORGANIZER/COACH OF FREE KIDS FOOTBALL CAMP. NIR - 40/YR - 0/TRADING. 4. SUSQUEHANNA VALLEY VEHICLE REFRESH, 396 BUCH AVE, LANCASTER, PA, 6/18/2009 AS MANAGER/WORKER OF CAR DETAIL/CLEANING BUSINESS. NIR - 6/MO - 0/TRADING. 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. 01/09/18. 6. MACNAMEE-FIRST PROTECTIVE, 1450 E BOOT RD, UNIT 600A, WEST CHESTER, PA, 9/2018 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/WK - 2/TRADING. 7. WOMEN RISING, 313 W LIBERTY, STE 128, LANCASTER PA, ORGANIZER/FOUNDER, WOMEN'S EMPOWERMENT EVENT, NIR, 4/MO- 0/TRADING 8. FIDELIS MORTGAGE CORPORATION, 1205 E KING ST. LANCASTER, PA, REAL ESTATE SALES/MORTGAGE ORIGINATION/MORTGAGE BROKER, MORTGAGE LOAN ORIGINATOR, 05/15/20, NIR,8/MO-1/TRADING 9. URL GROUP, BROKER, 500 NATIONWIDE DR, HARRISBURG, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/15/21, NIR, 1 HR/MO- 0/TRADING HR. 10. CONCISE FINANCIAL ADVISEMENT LLC., 531 Burnham Ct, Lancaster PA 17601, United States, 08/08/2024, IAR, DBA Name, INV REL, 40 HR/MO- 40/TRADING HR.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-04
• S63 Uniform Securities Agent State Law Examination
  1996-07-26

Other Names

• Ron Sultzbach
• R.B. Sultzbach