Michael Craig Floccare

Employer firm

Karpus Investment Management CRD 110275

$4.01B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2022 → Present
  Karpus Investment Management
  Pittsford, NY
• 05/2011 → 10/2017
  Key Private Bank
  Buffalo, NY
• 10/2017 → 03/2022
  Key Private Bank
  Buffalo, NY

Other Businesses

The name of the other business is Fortified Inc. and the address of the business is 5353 Main Street, Williamsville, NY 14221. The business is not investment related. Fortified Inc. provides hardware and software for construction site safety and security. Michael serves under the title of "Board Advisor" with 8 other individuals providing the Board advice on marketing, product analysis, and growth strategies for its business. The business activity began in 6/2022, and less than 5 hours is devoted to the business each month, none of which occurs during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-20
• S63 Uniform Securities Agent State Law Examination
  1998-08-26