Jeffrey A Holzbach

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1997 → 08/2021
  Charles Schwab & Co., Inc.
  Indianapolis, IN
• 01/2012 → 01/2021
  Schwab Private Client Investment Advisory, Inc
  Indianapolis, IN
• 09/2021 → Present
  Morgan Stanley
  Indianapolis, IN
• 11/2021 → 09/2023
  E*Trade Securities, Llc
  Fishers, IN

Previous Registrations

• 2002-08-07 → 2021-09-03
  Charles Schwab & Co., Inc.
  Fishers (Indianapolis), IN
  Englewood, CO
  Indianapolis, IN
  Indianapolis, IN
  Fishers (Indianapolis), IN
  Fishers (Indianapolis), IN
  Indianapolis, IN
• 2012-01-03 → 2021-02-01
  Schwab Wealth Advisory, Inc.
  Indianapolis, IN

Exams

• S66 Uniform Combined State Law Examination
  2002-07-29
• S63 Uniform Securities Agent State Law Examination
  1996-07-01

Other Names

• Jeff Alan Holzbach
• Jeffrey Alan Holzbach