Patricia C Wetzel

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 04/2021
  Wells Fargo Bank
  Chicago, IL
• 06/2016 → 10/2016
  Unemployed
  Lake Forest, IL
• 06/2019 → 04/2021
  Wells Fargo Clearing Services
  Chicago, IL
• 04/2021 → 08/2023
  Bny Mellon
  Chicago, IL
• 03/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 08/2023 → 03/2024
  Unemployed
  Lake Forest, IL
• 04/2024 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2019-11-22 → 2021-04-12
  Wells Fargo Clearing Services, Llc
  Tarpon Springs, FL
  Minneapolis, MN
  Chicago, IL

Other Businesses

I*: 1779267 Entity Type: Entity Charitable Name of OBA: Exmoor Foundation Address: Highlands Park, IL Investment Related: No Position, Title, Association: Other Employee Start Date: 05/01/2024 Number of Hours: 1 hr weekly Number of Hours during trading: 0 Duties:Interview candidates for scholarships

Exams

• S66 Uniform Combined State Law Examination
  2019-11-22
• S63 Uniform Securities Agent State Law Examination
  2001-04-17

Other Names

• Patty Wetzel
• Patrice Wetzel
• Patricia Cooper
• Patricia Cooper Wetzel