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George Nathan Roman

Ameriprise Financial Services, LLC

Canfield, OH

Cleveland, OH

Canfield, OH

Sewickley, PA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-16
TX RA APPROVED_RES 2006-10-05
OH RA APPROVED 1999-09-12
  • PA RA
    APPROVED
    Since 2024-07-16
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • OH RA
    APPROVED
    Since 1999-09-12

Branch Locations

4137 Boardman Canfield Rd Ste 109, Canfield, OH 44406 • United States

22901 Mill Creek Blvd Ste 375, Cleveland, OH 44122 • United States

Canfield, OH • United States

2100 Georgetowne Dr Ste 202, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Canfield OH 10/2005 03/2020
Ameriprise Financial Services, Llc Canfield OH 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-30
  • S63 Uniform Securities Agent State Law Examination
    1996-12-30
Designations
Other Names
  • G Nathan Roman
  • Nathan Roman

View on SEC IAPD

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Other Offices

BPS WEALTH ADVISORS, INC. · CANFIELD, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
WELLS FARGO CLEARING SERVICES, LLC · CANFIELD, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CANFIELD, OH
MORGAN STANLEY · CANFIELD, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Canfield, OH
SCOTT S. DUKO, REGISTERED INVESTMENT ADVISOR, LTD. · CANFIELD, OH

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