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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| MO | RA | APPROVED | 2018-01-02 |
Branch Locations
920 Thompson Blvd, Sedalia, MO 65301 • United States
Columbia, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Tampa | FL | 07/2013 | 12/2017 |
| Equity Bank | Sedalia | ME | 11/2012 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2018 | Present |
| Cetera Investment Advisers Llc | Sedalia | MO | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-09 |
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