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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-05-31 |
| OH | RA | APPROVED | 2005-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Zanesville | OH | 09/2005 | Present |
| Bank Of America, N.A. | Zanesville | OH | 12/2009 | Present |
I*470723For profit or not for profit: Entity Governmental Name of outside business organization: Marietta High School Investment related: N Address of business: Marietta, Ohio, 45750 Nature of business: ["School, College or University"]Position, title, association: Girls Soccer Head Coach , Start date of relationship: 6/1/2021Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: , Public High School Design and run the girls soccer program
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-07 |
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