Daniel Scott Mcleod

Employer firm

Brown Financial Advisory CRD 155548

$468M regulatory AUM 3 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Brown Financial Advisory

54 S. Greeno Road, Fairhope, AL 36532 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-02-14
AL	RA	APPROVED	2011-01-25

TX RA
APPROVED

Since 2011-02-14
AL RA
APPROVED

Since 2011-01-25

Branch Locations

54 S. Greeno Road, Fairhope, AL 36532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brown Mcleod, Inc	Fairhope	AL	11/2010	Present

11/2010 → Present

Brown Mcleod, Inc

Fairhope, AL

Previous Registrations

2006-11-02 → 2010-12-17

Kinsight, Llc

Birmingham, AL

Other Businesses

Co-owner and manager of Everything Scottish, LLC, an investment-related, real estate management company. Business address is: 11871 Halcyon Loop Road Daphne, AL 36526 Start date is March 14, 2019 Approximate number of hours/month devoted to it: 10 Approximate number of hours devoted to it during securities trading hours: 2

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-07-08

S63 Uniform Securities Agent State Law Examination

1996-07-08

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD