Michael Lipkins

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Raymond James Financial Services, Inc.
  Palo Alto, CA
• 01/2012 → Present
  Raymond James Financial Services Advisors Inc.
  Palo Alto, CA
• 05/2014 → 12/2023
  First Tech Fed Credit Union
  Palo Alto, CA
• 01/2012 → 12/2023
  Addison Avenue Investment Services
  Palo Alto, CA
• 12/2023 → 01/2024
  First Tech Fcu
  Palo Alto, CA

Previous Registrations

• 2007-09-17 → 2012-07-16
  Addison Avenue Financial Partners, Llc
  Palo Alto, CA
  Rocklin, CA
• 2010-05-14 → 2012-01-25
  Essex National Securities, Llc
  Palo Alto, CA
• 2007-05-29 → 2007-07-23
  Citigroup Global Markets Inc.
  Millbrae, CA
• 2004-08-10 → 2007-05-29
  Citicorp Investment Services
  Millbrae, CA
  Millbrae, CA
• 2004-04-23 → 2004-08-07
  Banc Of America Investment Services, Inc.
  San Francisco, CA

Other Businesses

(1)Name of Business: Address: 39 Floyd Street, East Hampton, NY, 11937, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 07/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Homeowner (2)Name of Business: Addison Avenue Investment Services Address: 703 High Street, Palo Alto, CA, 94301, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/21/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide financial advice to our members (3)Name of Business: Phases Financial Group Address: 703 High Street, Palo Alto, CA, 94301, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/26/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisory

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-22
• S63 Uniform Securities Agent State Law Examination
  1999-10-07