Lawrance Malone Johnson

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Walnut Creek, CA
• 11/2016 → 04/2023
  Wells Fargo Clearing Services, Llc
  Walnut Creek, CA
• 04/2023 → Present
  Kestra Investment Services, Llc
  Vallejo, CA
• 04/2023 → Present
  Kestra Advisory Services, Llc
  Vallejo, CA

Previous Registrations

• 2014-07-25 → 2023-05-24
  Wells Fargo Clearing Services, Llc
  Walnut Creek, CA
  San Ramon, CA
  Pittsburg, CA
  Pleasant Hill, CA
  Walnut Creek, CA
  Pittsburg, CA
  Walnut Creek, CA
  Antioch, CA
  Antioch, CA
  Antioch, CA
  Antioch, CA
  Antioch, CA
  Pleasant Hill, CA
  Pittsburg, CA
  Antioch, CA
  Antioch, CA
• 2012-10-01 → 2014-07-29
  J.P. Morgan Securities Llc
  Fairfield, CA
  Vacaville, CA
  Fairfield, CA
  Vacaville, CA
  Fairfield, CA
  Fairfield, CA
  Suisun City, CA
• 2010-08-16 → 2012-10-01
  Chase Investment Services Corp.
  Fairfield, CA
  Fairfield, CA
  Vacaville, CA
  Fairfield, CA
  Vacaville, CA
  Fairfield, CA
• 2009-01-23 → 2010-08-17
  Securities America Advisors, Inc.
  Lavista, NE
• 2007-03-05 → 2009-01-23
  Brecek & Young Advisors, Inc.
  Folsom, CA
  Vallejo, CA
• 1999-05-14 → 2007-03-05
  Money Concepts Capital Corp
  Vallejo, CA
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Vallejo, CA

Other Businesses

Business Name: BLACK DIAMOND EXCLUSIVE LLC POS: 50% Partner NOB: Rental of vehicles, a room in my home, rental of venues for social events baby showers and family gatherings INV REL: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2021 ADDRESS: 140 GINA COURT, VALLEJO CA 94589 DESC: Accounting for the business Managing Relationships Business Name: BLACK DIAMOND FINANCIAL POS: Financial Advisor NOB: Registered rep activities through Kestra Investment Services INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 05/08/2023 ADDRESS: 140 Gina Court, Vallejo CA 94589 DESC: Securities Insurance Annuities Financial Planning Business Name: KESTRA ADVISORY SERVICES POS: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/08/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESC: IAR

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-03
• S63 Uniform Securities Agent State Law Examination
  1996-08-05