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100 Coliseum Drive, Cohoes, NY 12047 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-23 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Inc. | Irving | TX | 11/1997 | 01/2019 |
| The Ayco Company, L.P./Mercer Allied | Dallas | TX | 01/2019 | 01/2021 |
| Goldman Sachs & Co. Llc | New York | NY | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-08 |
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