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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-23
  • TX RA
    APPROVED
    Since 2019-01-23

Branch Locations

2001 Ross Avenue, Dallas, TX 75201 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. Irving TX 11/1997 01/2019
The Ayco Company, L.P./Mercer Allied Dallas TX 01/2019 01/2021
Goldman Sachs & Co. Llc New York NY 01/2021 Present
  • 11/1997 → 01/2019
    Fidelity Brokerage Services, Inc.
    Irving, TX
  • 01/2019 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Dallas, TX
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    New York, NY
Previous Registrations
  • 2018-07-13 → 2019-01-25
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2007-10-02 → 2018-07-13
    Murphy, TX
    Plano, TX
    Dallas, TX
    Southlake, TX
    Westlake, TX
  • 2000-11-14 → 2007-02-14
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-02
S63 Uniform Securities Agent State Law Examination 1996-07-08
  • S66 Uniform Combined State Law Examination
    2001-02-02
  • S63 Uniform Securities Agent State Law Examination
    1996-07-08

View on SEC IAPD

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