Robert Alan Rosenbaum

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1996 → 01/2017
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 01/2017 → Present
  Lincoln Investment
  Sarasota, FL

Previous Registrations

• 2011-06-27 → 2019-10-04
  Legend Advisory, Llc
  Sarasota, FL
  Palm Beach Gardens, FL

Other Businesses

SUNCOAST WEALTH SOLUTIONS, INC. POSITION: owner NATURE: Insurance, financial services, retirement counseling INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1988 ADDRESS: 6391 Jackie Lynn Ct., Sarasota FL 34241, United States DESCRIPTION: meeting with individuals to discuss their financial situation, goals, challenges, and opportunities. Educate them regarding financial areas, guide them toward their targets, counsel regarding challenges. Serenoa Homeowners Association POSITION: Non-officer board member, Secretary NATURE: Real Estate - HOA INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 6/10/2025 ADDRESS: 6391 Jackie Lynn Ct., Sarasota FL 34241, United States DESCRIPTION: Attend evening meeting bi-monthly. no financial involvement. No check writing. No investment decisions for the association.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-08
• S63 Uniform Securities Agent State Law Examination
  1999-11-03