Daniel David Graham

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-02-16
FL	RA	APPROVED	2020-01-17

TX RA
APPROVED_RES

Since 2023-02-16
FL RA
APPROVED

Since 2020-01-17

Branch Locations

Palm Harbor, FL • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Palm Harbor	FL	08/1999	Present
Principal Securities Inc	Palm Harbor	FL	08/1999	Present

08/1999 → Present

Principal Life Insurance Company

Palm Harbor, FL
08/1999 → Present

Principal Securities Inc

Palm Harbor, FL

Other Businesses

***Florida Dream Center; Not Investment Related; St Petersburg, FL; Board Member; Attend quarterly board meeting primary focus on sharing ideas on how to build brand and fund raising ideas. Volunteer once or twice a month to do yard work; Start Date: 04/01/2019; 1 hrs per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-27
S63	Uniform Securities Agent State Law Examination	1999-11-13

S66 Uniform Combined State Law Examination

2005-10-27
S63 Uniform Securities Agent State Law Examination

1999-11-13