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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-07 |
Branch Locations
15021 Katy Freeway Suite 650, Houston, TX 77094 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 06/2009 | 12/2020 |
| Bbva Securities Inc. | Houston | TX | 05/2013 | 12/2020 |
| Bbva Wealth Solutions, Inc. | Houston | TX | 02/2016 | 12/2020 |
| Morgan Stanley Smith Barney Llc | Houston | TX | 12/2020 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-16 |
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