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Francisco Manuel Llano

Morgan Stanley

Houston, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-07
  • TX RA
    APPROVED
    Since 2020-12-07

Branch Locations

15021 Katy Freeway Suite 650, Houston, TX 77094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 06/2009 12/2020
Bbva Securities Inc. Houston TX 05/2013 12/2020
Bbva Wealth Solutions, Inc. Houston TX 02/2016 12/2020
Morgan Stanley Smith Barney Llc Houston TX 12/2020 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2021 Present
  • 06/2009 → 12/2020
    Compass Bank
    Birmingham, AL
  • 05/2013 → 12/2020
    Bbva Securities Inc.
    Houston, TX
  • 02/2016 → 12/2020
    Bbva Wealth Solutions, Inc.
    Houston, TX
  • 12/2020 → Present
    Morgan Stanley Smith Barney Llc
    Houston, TX
  • 01/2021 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2016-03-14 → 2020-12-07
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    San Antonio, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-16
  • S66 Uniform Combined State Law Examination
    2006-12-16
Other Names
  • Francisco Llano Roque

View on SEC IAPD

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