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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
Branch Locations
4373 W 182Nd St, Torrance, CA 90504 • United States
2600 Cherry Ave., Signal Hill, CA 90755 • United States
2871 W. 120Th St., Hawthorne, CA 90250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wescom Financial Services, Llc | Pasadena | CA | 08/2010 | Present |
| Cuso Financial Services, Lp | Torrance | CA | 01/2023 | 05/2025 |
| Lpl Financial Llc | Torrance | CA | 05/2025 | Present |
1 - 06/2025 - Wescom Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s). 2 - 06/2025 - Wescom Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s) - Start Date 6/05/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-10 |
| S65 | Uniform Investment Adviser Law Examination | 1998-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-29 |
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