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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-10 |
| NC | RA | APPROVED | 2019-04-26 |
| CA | RA | APPROVED | 2018-11-02 |
| MA | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Technology Group | South Hadley | MA | 04/2012 | 04/2018 |
| Independent Insurance Agent/Fixed Ins. Products | South Hadley | MA | 06/1996 | Present |
| Signator Investors, Inc. | South Hadley | MA | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | South Hadley | MA | 11/2018 | Present |
1. DICKINSON FINANCIAL CONSULTING, INC. POSITION: President NATURE: Entity used for bank account that receives commissions and fee's, not inv-rel, 09/01/2002 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2002 ADDRESS: 7 Hadley Street, South Hadley MA 01075, United States DESCRIPTION: it is the name of my checking account 2. INDEPENDENT INSURANCE AGENT POSITION: President NATURE: Sale of fixed insurance products, Inv-Rel, start 06/01/1996, 5 hours mo. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/1996 ADDRESS: 7 Hadley Street, South Hadley MA 01075, United States DESCRIPTION: sale of fixed insurance products 3. DICKINSON FINANCIAL GROUP, INC. POSITION: IAR NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 12/01/2014 ADDRESS: 7 Hadley Street, South Hadley MA 01075, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 4. TED DICKINSON POSITION: owner NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: #8 4th Street, Newbury MA 01951, United States DESCRIPTION: summer rental - collect renters - prepare lease - collect rent - pay bills and hire maintenance people when necessary.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-26 |
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