Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-10
NC RA APPROVED 2019-04-26
CA RA APPROVED 2018-11-02
MA RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2024-06-10
  • NC RA
    APPROVED
    Since 2019-04-26
  • CA RA
    APPROVED
    Since 2018-11-02
  • MA RA
    APPROVED
    Since 2018-11-02

Branch Locations

South Hadley, MA • United States

7 Hadley Street, South Hadley, MA 01075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Technology Group South Hadley MA 04/2012 04/2018
Independent Insurance Agent/Fixed Ins. Products South Hadley MA 06/1996 Present
Signator Investors, Inc. South Hadley MA 05/2016 11/2018
Osaic Wealth, Inc. South Hadley MA 11/2018 Present
  • 04/2012 → 04/2018
    Wealth Technology Group
    South Hadley, MA
  • 06/1996 → Present
    Independent Insurance Agent/Fixed Ins. Products
    South Hadley, MA
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    South Hadley, MA
  • 11/2018 → Present
    South Hadley, MA
Previous Registrations
  • 2016-12-19 → 2018-11-02
    Signator Investors, Inc.
    South Hadley, MA
    Charleston, SC
    Nashville, TN
    Gold River, CA
  • 2012-05-08 → 2016-05-13
    South Hadley, MA
    Northampton, MA
    San Diego, CA
    South Hadley, MA
  • 1998-04-27 → 2012-05-01
    South Hadley, MA
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    South Hadley, MA
Other Businesses

1. DICKINSON FINANCIAL CONSULTING, INC. POSITION: President NATURE: Entity used for bank account that receives commissions and fee's, not inv-rel, 09/01/2002 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2002 ADDRESS: 7 Hadley Street, South Hadley MA 01075, United States DESCRIPTION: it is the name of my checking account 2. INDEPENDENT INSURANCE AGENT POSITION: President NATURE: Sale of fixed insurance products, Inv-Rel, start 06/01/1996, 5 hours mo. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/1996 ADDRESS: 7 Hadley Street, South Hadley MA 01075, United States DESCRIPTION: sale of fixed insurance products 3. DICKINSON FINANCIAL GROUP, INC. POSITION: IAR NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 12/01/2014 ADDRESS: 7 Hadley Street, South Hadley MA 01075, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 4. TED DICKINSON POSITION: owner NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: #8 4th Street, Newbury MA 01951, United States DESCRIPTION: summer rental - collect renters - prepare lease - collect rent - pay bills and hire maintenance people when necessary.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-10
S63 Uniform Securities Agent State Law Examination 1996-06-26
  • S65 Uniform Investment Adviser Law Examination
    2002-04-10
  • S63 Uniform Securities Agent State Law Examination
    1996-06-26

View on SEC IAPD

More in South Hadley, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor