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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-17
IL RA APPROVED 2014-11-04
  • TX RA
    APPROVED_RES
    Since 2016-03-17
  • IL RA
    APPROVED
    Since 2014-11-04

Branch Locations

100 E Washington St, East Peoria, IL 61611 • United States

7707 N. Knoxville Avenue, Peoria, IL 61614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Peoria IL 10/2014 11/2016
Joshua Noel - Woodworking Morton IL 10/2013 12/2016
The Investment Company Bloomington IL 12/2011 12/2016
Jpmorgan Chase Bank, N.A. Peoria IL 12/2016 Present
J.P. Morgan Securities Llc Peoria IL 12/2016 Present
Jpmorgan Chase Bank, Na Peoria IL 10/2014 11/2016
  • 10/2014 → 11/2016
    Peoria, IL
  • 10/2013 → 12/2016
    Joshua Noel - Woodworking
    Morton, IL
  • 12/2011 → 12/2016
    The Investment Company
    Bloomington, IL
  • 12/2016 → Present
    Jpmorgan Chase Bank, N.A.
    Peoria, IL
  • 12/2016 → Present
    Peoria, IL
  • 10/2014 → 11/2016
    Jpmorgan Chase Bank, Na
    Peoria, IL
Previous Registrations
  • 2009-07-20 → 2014-10-23
    First Midwest Securities, Inc.
    Bloomington, IL
    Jasper, GA
    East Peoria, IL
    Urbandale, IA
    W.PEoria, IL
    Palos Heights, IL
    Springfield, IL
    Allentown, PA
    Milwaukee, WI
    Tampa, FL
    Milwaukee, WI
    Coconut Creek, FL
    Hinsdale, IL
    Fairplay, MD
    Kennett Square, PA
    Dearborn, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-01
S63 Uniform Securities Agent State Law Examination 2000-11-15
  • S66 Uniform Combined State Law Examination
    2004-07-01
  • S63 Uniform Securities Agent State Law Examination
    2000-11-15
Other Names
  • Joshua Brian Noel

View on SEC IAPD

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